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Frank Richard Volkers is a financial advisor professional located in Terre Haute, IN. They specialize in financial advisory. With over 38 years of experience, they bring deep expertise to every client.
Frank Richard Volkers - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Frank Richard Volkers operates Frank Richard Volkers - Ameriprise Financial Services, LLC in Terre Haute, Indiana. With 38 years in the financial advisory business, Volkers brings extensive experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) under CRD #1671838 indicates compliance with federal securities regulations and ongoing industry oversight. Ameriprise Financial Services provides a platform for financial advisory services in the region.
A FINRA CRD registration means Frank Richard Volkers is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and firms in the United States. This registration is required for individuals providing investment advice or managing securities accounts. FINRA maintains disciplinary records and enforces compliance standards across the industry. The CRD number allows clients to verify registration status and review any regulatory history through FINRA's public database. This oversight structure protects investors by ensuring advisors meet baseline qualifications and operate under regulatory scrutiny.