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Fernanda Guzman Rivera is a financial advisor professional located in Thornton, CO. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Fernanda Guzman Rivera - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Fernanda Guzman Rivera operates as a financial advisor through Ameriprise Financial Services, LLC, based in Thornton, Colorado. With one year in business, she works with clients on financial planning and investment matters. Her registration with FINRA (Financial Industry Regulatory Authority) indicates she operates under the oversight of the securities industry's primary self-regulatory organization. Clients seeking financial guidance can reach out to learn more about her approach and services.
Fernanda Guzman Rivera holds a FINRA CRD (Central Registration Depository) registration, which means she is registered with the Financial Industry Regulatory Authority. FINRA oversees brokers and financial advisors who sell securities and investment products. This registration requires background checks, compliance training, and ongoing regulatory oversight to protect consumers. It signals that she operates under federal securities laws and FINRA rules, which govern how she can advise clients and manage their investments.