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Richard Carmine Cioffi is a financial advisor professional located in Toms River, NJ. They specialize in financial advisory. With over 28 years of experience, they bring deep expertise to every client.
Richard Carmine Cioffi - Capitol Securities Management, Inc. holds an active professional license (FINRA CRD) for your protection.
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Richard Carmine Cioffi operates Capitol Securities Management, Inc. in Toms River, New Jersey, bringing 28 years of experience in financial advisory services. He holds a FINRA CRD license number 2638642, which authorizes him to conduct securities-related business under industry regulation. With nearly three decades in the field, Cioffi has developed extensive knowledge of financial markets and client portfolio management within the regulatory framework governing investment professionals.
A FINRA CRD license indicates that Richard Carmine Cioffi is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities professionals in the United States. This license number (2638642) is his unique identifier in the CRD database, which tracks disciplinary history, employment, and qualifications. FINRA registration requires passing qualifying exams and meeting continuing education standards, signaling that Cioffi operates under strict compliance rules and industry oversight when handling client securities and investment accounts.