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William Brian Read is a financial advisor professional located in Utica, NY. They specialize in financial advisory. With over 35 years of experience, they bring deep expertise to every client.
William Brian Read - Commonwealth Financial Network holds an active professional license (FINRA CRD) for your protection.
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William Brian Read operates as a financial advisor with Commonwealth Financial Network in Utica, NY. With 35 years in the financial services industry, he brings extensive experience to client relationships. His FINRA CRD registration (License #2021410) indicates he operates within the regulatory framework established by the Financial Industry Regulatory Authority, which oversees securities professionals and investment advisors across the United States.
William Brian Read holds a FINRA CRD (Central Registration Depository) registration, which means he is registered with the Financial Industry Regulatory Authority. This registration signals that he has met baseline qualification requirements and compliance standards for securities and investment advisory work. FINRA oversight includes ongoing regulatory supervision, continuing education requirements, and adherence to conduct standards designed to protect investors. His registration number (2021410) is publicly verifiable through FINRA's BrokerCheck system, allowing clients to confirm his standing and review any disciplinary history.