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George Francis Hughes is a financial advisor professional located in Wallingford, CT. They specialize in financial advisory.
George Francis Hughes - Key Investment Services Llc holds an active professional license (FINRA CRD) for your protection.
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George Francis Hughes operates Key Investment Services LLC in Wallingford, Connecticut. The firm holds a FINRA CRD registration (License #8151131), which indicates involvement in securities and investment advisory activities regulated by the Financial Industry Regulatory Authority. This registration subjects the business to FINRA's oversight and compliance requirements. Prospective clients should verify current licensing status and review any disciplinary history through FINRA's BrokerCheck database before engaging services.
A FINRA CRD registration indicates that this firm is registered with the Financial Industry Regulatory Authority and operates under their regulatory framework. FINRA CRD registration typically applies to broker-dealers, investment advisers, and associated persons in the securities industry. This registration means the firm and its representatives must comply with FINRA rules governing conduct, disclosures, and client interactions. Clients can use FINRA's BrokerCheck tool to verify the firm's registration status, review disciplinary records, and confirm the scope of permitted activities.