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James E Couzens is a financial advisor professional located in Wallingford, CT. They specialize in financial advisory. With over 56 years of experience, they bring deep expertise to every client.
James E Couzens - Cetera Wealth Services, Llc holds an active professional license (FINRA CRD) for your protection.
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James E Couzens operates Cetera Wealth Services, LLC in Wallingford, Connecticut, bringing 56 years of experience to financial advisory work. He holds a FINRA CRD license (number 55459), which enables him to work within the regulatory framework of the Financial Industry Regulatory Authority. His extended tenure in the financial services industry reflects deep familiarity with market conditions, client relationships, and evolving regulatory standards across multiple economic cycles.
A FINRA CRD license indicates that James E Couzens is registered with the Financial Industry Regulatory Authority and operates under their oversight. FINRA maintains a Central Registration Depository (CRD) that tracks financial professionals' qualifications, employment history, and regulatory standing. This registration means he meets baseline requirements for conducting securities business and is subject to FINRA rules and examinations. The CRD system allows clients and regulators to verify his licensing status and review his professional background.