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Thiago De Souza Mendes is a financial advisor professional located in Waukee, IA. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Thiago De Souza Mendes - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Thiago De Souza Mendes operates as a financial advisor through Wells Fargo Clearing Services, LLC, based in Waukee, Iowa. With two years in the financial services industry, he works within the regulatory framework of the securities markets. His business operates under FINRA CRD oversight, which governs broker-dealers and investment professionals. Clients seeking financial advisory services can connect with him to discuss their needs and explore available options.
Thiago De Souza Mendes holds a FINRA CRD registration, which indicates he is registered with the Financial Industry Regulatory Authority's Central Registration Depository. This registration is required for individuals who sell securities or provide investment advice at broker-dealer firms. FINRA CRD registration signals that the advisor has met baseline regulatory requirements, passed required exams, and is subject to ongoing compliance and supervision by both FINRA and the Securities and Exchange Commission. This framework is designed to protect investors through standardized training, ethical standards, and regulatory oversight of securities professionals.