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Roger Duane Hughey is a financial advisor professional located in West Branch, MI. They specialize in financial advisory. With over 27 years of experience, they bring deep expertise to every client.
Roger Duane Hughey - Osaic Wealth, Inc. holds an active professional license (FINRA CRD) for your protection.
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Roger Duane Hughey operates as a financial advisor through Osaic Wealth, Inc., based in West Branch, Michigan. With 27 years in the financial services industry, he brings extensive experience to client relationships. His FINRA CRD registration (License #3042479) indicates he operates under regulatory oversight from the Financial Industry Regulatory Authority, which governs securities professionals and investment advisors across the United States.
A FINRA CRD registration means Roger Duane Hughey is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and investment advisors. This registration requires compliance with FINRA rules and regulations, including standards for conduct, disclosure, and client protection. The CRD (Central Registration Depository) number serves as his unique identifier in the regulatory system, allowing clients and regulators to verify his standing and review his disciplinary history if any.