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Charles Marion Fetters is a financial advisor professional located in Westbrook, CT. They specialize in financial advisory. With over 30 years of experience, they bring deep expertise to every client.
Charles Marion Fetters - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Charles Marion Fetters operates as a financial advisor through LPL Financial LLC in Westbrook, Connecticut. With 30 years in the financial services industry, Fetters brings substantial experience to client relationships. The practice holds a FINRA CRD registration, which allows operation within the regulated securities and investment advisory space. This background positions the business to address investment and financial planning matters for clients seeking guidance on portfolio management and related financial services.
A FINRA CRD registration indicates that Charles Marion Fetters operates under oversight by the Financial Industry Regulatory Authority, the self-regulatory organization that governs securities brokers and investment advisors. This registration requires compliance with federal securities laws and FINRA rules, subjecting the advisor to regular examinations and record-keeping standards. For clients, this means the advisor operates within a regulated framework designed to protect investors and maintain industry standards for conduct and disclosure.